SEC Form 4 · accession 0001225208-18-015036
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A. Tate
Officer — SVP-TMarzettiFoodservice Sales
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2018 | M | 2,551 | $0.00 | A | 4,114 | D | |
| Common Stock | Oct 30, 2018 | F | 317 | $174.57 | D | 3,797 | D | |
| Common Stock | Oct 30, 2018 | D | 1,487 | $174.57 | D | 2,310 | D | |
| Common Stock | holding | — | — | — | 25 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 3,528 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $101.70 | Oct 30, 2018 | M | 2,551 | D | — | Feb 23, 2021 | Common Stock | 2,551 | 2,552 | D |
Explanation of responses
- F1Vests one-third per year beginning on the first anniversary of the date of grant.