SEC Form 4 · accession 0001225208-18-012984
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A. Fell
Officer — Treas, VP, Asst Secy & CFO
Period of report
Aug 28, 2018
Accepted (ET)
Aug 30, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | M | 8,574 | $0.00 | A | 16,620 | D | |
| Common Stock | Aug 28, 2018 | F | 1,042 | $153.79 | D | 15,578 | D | |
| Common Stock | Aug 28, 2018 | D | 5,081 | $153.79 | D | 10,497 | D | |
| Common Stock | Aug 29, 2018 | M | 9,112 | $0.00 | A | 19,609 | D | |
| Common Stock | Aug 29, 2018 | F | 944 | $155.76 | D | 18,665 | D | |
| Common Stock | Aug 29, 2018 | D | 5,950 | $155.76 | D | 12,715 | D | |
| Common Stock | holding | — | — | — | 1,090 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,317 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $91.13 | Aug 28, 2018 | M | 8,574 | D | — | Feb 24, 2020 | Common Stock | 8,574 | 0 | D |
| Stock Appreciation RightF1 | $101.70 | Aug 29, 2018 | M | 9,112 | D | — | Feb 23, 2021 | Common Stock | 9,112 | 4,557 | D |
Explanation of responses
- F1Vests one-third per year beginning on the first anniversary of the date of grant.