SEC Form 4 · accession 0001225208-17-005593
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Gerlach Jr.
Officer — Chairman & President · Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2017 | J | 15,000 | $0.00 | A | 267,506 | D | |
| Common StockF2 | Mar 2, 2017 | J | 7,500 | $0.00 | D | 57,500 | I | Ashleigh Gerlach 2012 Irrevocable Trust |
| Common StockF2 | Mar 2, 2017 | J | 7,500 | $0.00 | D | 57,500 | I | Courtney Gerlach 2012 Irrevocable Trust |
| Common StockF3 | holding | — | — | — | 75,518 | I | As Custodian for Son | |
| Common StockF4 | holding | — | — | — | 55,523 | I | Ashleigh A. Gerlach Irrevocable Trust | |
| Common StockF4 | holding | — | — | — | 39,999 | I | Ashleigh A. Gerlach Trust | |
| Common Stock | holding | — | — | — | 1,180 | I | By 401(k) | |
| Common StockF5 | holding | — | — | — | 4,167 | I | By Darby Road Company | |
| Common StockF6 | holding | — | — | — | 4,872 | I | By Darby Road Limited Partnership | |
| Common Stock | holding | — | — | — | 15,645 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 620,122 | I | By Lehrs, Inc. | |
| Common StockF3 | holding | — | — | — | 5,737,602 | I | By Marital Trust | |
| Common StockF3 | holding | — | — | — | 153,397 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 121,162 | I | Courtney E. Gerlach Irrevocable Trust | |
| Common StockF4 | holding | — | — | — | 39,999 | I | Courtney E. Gerlach Trust | |
| Common StockF4 | holding | — | — | — | 39,999 | I | John B. Gerlach III Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction involved the reporting person's withdrawal of shares from the Trust in exchange for cash. The reporting person was the beneficial owner of the shares while they were held by the Trust and remains the beneficial owner of the shares following their withdrawal from the Trust.
- F2Shares held by a trust of which Mr. Gerlach's spouse is trustee.
- F3Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him.
- F4Shares held by a trust of which Mr. Gerlach is trustee. Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him.
- F5The corporation is the general partner of a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation and disclaims beneficial ownership of these shares.
- F6Shares held by a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation that is the general partner of the family limited partnership and disclaims beneficial ownership of these shares.