SEC Form 4 · accession 0001225208-16-032806
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A. Fell
Officer — Treas, VP, Asst Secy & CFO
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2016 | M | 6,782 | $0.00 | A | 12,056 | D | |
| Common Stock | May 5, 2016 | F | 616 | $121.43 | D | 11,440 | D | |
| Common Stock | May 5, 2016 | D | 4,883 | $121.43 | D | 6,557 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,224 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $91.13 | May 5, 2016 | M | 4,286 | D | — | Feb 24, 2020 | Common Stock | 4,286 | 8,574 | D |
| Stock Appreciation RightF1 | $89.29 | May 5, 2016 | M | 1,246 | D | — | Feb 25, 2019 | Common Stock | 1,246 | 1,248 | D |
| Stock Appreciation RightF1 | $72.67 | May 5, 2016 | M | 1,250 | D | — | Feb 26, 2018 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Vests one-third per year begininng on the first anniversary of the date of grant.