SEC Form 4 · accession 0001225208-16-030609
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L Rosa
Officer — Vice President, Development
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 21,161 | $0.00 | A | 38,257 | D | |
| Common Stock | Mar 30, 2016 | F | 1,659 | $111.60 | D | 36,598 | D | |
| Common Stock | Mar 30, 2016 | D | 16,185 | $111.60 | D | 20,413 | D | |
| Common Stock | holding | — | — | — | 1,115 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 12,744 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 51,608 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $91.13 | Mar 30, 2016 | M | 5,893 | D | — | Feb 24, 2020 | Common Stock | 5,893 | 11,787 | D |
| Stock Appreciation Right | $89.29 | Mar 30, 2016 | M | 9,600 | D | Feb 25, 2015 | Feb 25, 2019 | Common Stock | 9,600 | 4,800 | D |
| Stock Appreciation Right | $72.67 | Mar 30, 2016 | M | 5,668 | D | Feb 26, 2014 | Feb 26, 2018 | Common Stock | 5,668 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the reported securities.
- F2Vests one-third per year beginning on the first anniversary of the date of grant.