SEC Form 4 · accession 0001225208-16-028341
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L Rosa
Officer — Vice President, Development
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | A | 1,032 | $0.00 | A | 17,171 | D | |
| Common StockF1 | holding | — | — | — | 1,115 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 12,744 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 51,608 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4 | $11.89 | Feb 23, 2016 | A | 16,402 | A | — | Feb 23, 2021 | Common Stock | 16,402 | 16,402 | D |
Explanation of responses
- F1Includes 401(k) contributions in the reporting persons 401(k) Plan that have occurred since the date of his last ownership report.
- F2Includes ESOP allocations that have been made since the date of the reporting person's last ownership report.
- F3The reporting person disclaims beneficial ownership of the reported securities.
- F4Vests one-third per year beginning on the first anniversary of the date of grant.