SEC Form 4 · accession 0001225208-15-021183
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas A. Fell
Officer — Treas, VP, Asst Secy & CFO
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | M | 1,250 | $72.67 | A | 4,958 | D | |
| Common Stock | Nov 18, 2015 | M | 1,246 | $89.29 | A | 6,204 | D | |
| Common Stock | Nov 18, 2015 | M | 1,168 | $68.12 | A | 7,372 | D | |
| Common Stock | Nov 18, 2015 | F | 395 | $113.82 | D | 6,977 | D | |
| Common Stock | Nov 18, 2015 | D | 2,477 | $113.82 | D | 4,500 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,224 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $89.29 | Nov 18, 2015 | M | 1,246 | D | — | Feb 25, 2019 | Common Stock | 1,246 | 2,494 | D |
| Stock Appreciation RightF1 | $72.67 | Nov 18, 2015 | M | 1,250 | D | — | Feb 26, 2018 | Common Stock | 1,250 | 1,250 | D |
| Stock Appreciation Right | $68.12 | Nov 18, 2015 | M | 1,168 | D | Feb 21, 2015 | Feb 21, 2017 | Common Stock | 1,168 | 0 | D |
Explanation of responses
- F1Vests one-third per year begininng on the first anniversary of the date of grant.