SEC Form 4 · accession 0001225208-15-012296
MARZETTI CO · MZTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce L Rosa
Officer — Vice President, Development
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2015 | M | 5,666 | $72.67 | A | 20,102 | D | |
| Common Stock | May 14, 2015 | M | 5,334 | $68.12 | A | 25,436 | D | |
| Common Stock | May 14, 2015 | F | 377 | $91.42 | D | 25,059 | D | |
| Common Stock | May 14, 2015 | F | 441 | $91.42 | D | 24,618 | D | |
| Common Stock | May 14, 2015 | D | 3,975 | $91.42 | D | 20,643 | D | |
| Common Stock | May 14, 2015 | D | 4,504 | $91.42 | D | 16,139 | D | |
| Common Stock | holding | — | — | — | 1,088 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 12,513 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 51,608 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $68.12 | May 14, 2015 | M | 5,334 | D | Feb 21, 2015 | Feb 21, 2017 | Common Stock | 5,334 | 0 | D |
| Stock Appreciation Right | $72.67 | May 14, 2015 | M | 5,666 | D | Feb 26, 2014 | Feb 26, 2018 | Common Stock | 5,666 | 5,668 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the reported securities.