SEC Form 4 · accession 0001310524-15-000002
LA-Z-BOY INC · LZB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Bacon
Officer — Senior Vice President
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 26, 2015 | M | 4,995 | $7.75 | A | 101,870 | D | |
| Common Shares | Feb 26, 2015 | M | 10,420 | $9.35 | A | 112,290 | D | |
| Common Shares | Feb 26, 2015 | M | 16,906 | $11.97 | A | 129,196 | D | |
| Common SharesF2 | Feb 26, 2015 | S | 30,019 | $25.1453 | D | 99,177 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F1 | $7.75 | Feb 26, 2015 | M | 4,995 | D | Jul 14, 2011 | Jul 14, 2020 | Common Shares | 4,995 | 0 | D |
| Employee stock option (right to buy)F1 | $9.35 | Feb 26, 2015 | M | 10,420 | D | Jul 13, 2012 | Jul 13, 2021 | Common Shares | 10,420 | 5,210 | D |
| Employee stock option (right to buy)F1 | $11.97 | Feb 26, 2015 | M | 16,906 | D | Jul 11, 2013 | Jul 11, 2022 | Common Shares | 16,906 | 16,905 | D |
Explanation of responses
- F1These options were granted under the La-Z-Boy Incorporated 2010 Omnibus Incentive Plan and become exercisable in four equal annual installments beginning on the date shown in the Date Exercisable column.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.26, inclusive. The reporting person undertakes to provide to issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.