SEC Form 4 · accession 0000057131-18-000006
LA-Z-BOY INC · LZB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Louis M Riccio Jr.
Officer — Senior VP and CFO
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 22, 2018 | M | 10,492 | $19.06 | A | 95,342 | D | |
| Common Shares | Feb 22, 2018 | M | 19,557 | $23.63 | A | 114,899 | D | |
| Common Shares | Feb 22, 2018 | M | 14,480 | $26.69 | A | 129,379 | D | |
| Common Shares | Feb 22, 2018 | M | 9,034 | $25.99 | A | 138,413 | D | |
| Common SharesF2 | Feb 22, 2018 | S | 53,563 | $31.7547 | D | 84,850 | D | |
| Common Shares | Feb 23, 2018 | M | 12,347 | $19.06 | A | 97,197 | D | |
| Common SharesF3 | Feb 23, 2018 | S | 12,347 | $31.5781 | D | 84,850 | D | |
| Common Shares | holding | — | — | — | 1,484 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy)F1 | $19.06 | Feb 22, 2018 | M | 10,492 | D | Jun 17, 2014 | Jun 17, 2023 | Common Shares | 10,492 | 12,347 | D |
| Stock options (right to buy)F1 | $23.63 | Feb 22, 2018 | M | 19,557 | D | Jun 16, 2015 | Jun 16, 2024 | Common Shares | 19,557 | 6,520 | D |
| Stock options (right to buy)F1 | $26.69 | Feb 22, 2018 | M | 14,480 | D | Jun 15, 2016 | Jun 15, 2025 | Common Shares | 14,480 | 14,480 | D |
| Stock options (right to buy)F1 | $25.99 | Feb 22, 2018 | M | 9,034 | D | Jun 20, 2017 | Jun 20, 2026 | Common Shares | 9,034 | 27,105 | D |
| Stock options (right to buy)F1 | $19.06 | Feb 23, 2018 | M | 12,347 | D | Jun 17, 2014 | Jun 17, 2023 | Common Shares | 12,347 | 0 | D |
Explanation of responses
- F1These options were granted under the La-Z-Boy Incorporated 2010 Omnibus Incentive Plan and become exercisable in four equal annual installments beginning on the date shown in the Date Exercisable column.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $32.25, inclusive. The reporting person undertakes to provide issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.30 to $31.75, inclusive.