SEC Form 4 · accession 0000056978-15-000034
KULICKE & SOFFA INDUSTRIES INC · KLIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garrett E Pierce
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | M | 10,000 | $8.18 | A | 111,746 | D | |
| Common Stock | Jan 30, 2015 | M | 7,597 | $11.20 | A | 119,343 | D | |
| Common Stock | Jan 30, 2015 | S | 1,501 | $15.60 | D | 117,842 | D | |
| Common Stock | Jan 30, 2015 | S | 500 | $15.61 | D | 117,342 | D | |
| Common Stock | Jan 30, 2015 | S | 1,800 | $15.62 | D | 115,542 | D | |
| Common Stock | Jan 30, 2015 | S | 2,100 | $15.63 | D | 113,442 | D | |
| Common Stock | Jan 30, 2015 | S | 100 | $15.64 | D | 113,342 | D | |
| Common Stock | Jan 30, 2015 | S | 800 | $15.65 | D | 112,542 | D | |
| Common Stock | Jan 30, 2015 | S | 400 | $15.66 | D | 112,142 | D | |
| Common Stock | Jan 30, 2015 | S | 100 | $15.67 | D | 112,042 | D | |
| Common Stock | Jan 30, 2015 | S | 1,654 | $15.68 | D | 110,388 | D | |
| Common Stock | Jan 30, 2015 | S | 700 | $15.69 | D | 109,688 | D | |
| Common Stock | Jan 30, 2015 | S | 700 | $15.70 | D | 108,988 | D | |
| Common Stock | Jan 30, 2015 | S | 800 | $15.71 | D | 108,188 | D | |
| Common Stock | Jan 30, 2015 | S | 1,242 | $15.72 | D | 106,946 | D | |
| Common Stock | Jan 30, 2015 | S | 100 | $15.725 | D | 106,846 | D | |
| Common Stock | Jan 30, 2015 | S | 1,500 | $15.73 | D | 105,346 | D | |
| Common Stock | Jan 30, 2015 | S | 2,000 | $15.74 | D | 103,346 | D | |
| Common Stock | Jan 30, 2015 | S | 1,500 | $15.75 | D | 101,846 | D | |
| Common Stock | Jan 30, 2015 | S | 100 | $15.77 | D | 101,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy-Option PlanF1 | $8.18 | Jan 30, 2015 | M | 10,000 | D | — | Dec 30, 2015 | Common Stock | 10,000 | 0 | D |
| Option to Buy-Option PlanF1 | $11.20 | Jan 30, 2015 | M | 7,597 | D | — | Mar 29, 2016 | Common Stock | 7,597 | 2,403 | D |
Explanation of responses
- F1Grant had a graded vesting schedule. All options vested 4 years after grant.