SEC Form 4 · accession 0000056978-15-000032
KULICKE & SOFFA INDUSTRIES INC · KLIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nelson MunPun Wong
Officer — Vice President
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 9:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2015 | M | 6,815 | $8.50 | A | 73,573 | D | |
| Common Stock | Jan 30, 2015 | M | 8,000 | $8.74 | A | 81,573 | D | |
| Common Stock | Jan 30, 2015 | S | 2,310 | $15.60 | D | 79,263 | D | |
| Common Stock | Jan 30, 2015 | S | 9,405 | $15.61 | D | 69,858 | D | |
| Common Stock | Jan 30, 2015 | S | 800 | $15.62 | D | 69,058 | D | |
| Common Stock | Jan 30, 2015 | S | 1,300 | $15.63 | D | 67,758 | D | |
| Common Stock | Jan 30, 2015 | S | 500 | $15.64 | D | 67,258 | D | |
| Common Stock | Jan 30, 2015 | S | 4,117 | $15.65 | D | 63,141 | D | |
| Common Stock | Jan 30, 2015 | S | 200 | $15.655 | D | 62,941 | D | |
| Common Stock | Jan 30, 2015 | S | 590 | $15.66 | D | 62,351 | D | |
| Common Stock | Jan 30, 2015 | S | 493 | $15.67 | D | 61,858 | D | |
| Common Stock | Jan 30, 2015 | S | 100 | $15.675 | D | 61,758 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy-Option PlanF1 | $8.50 | Jan 30, 2015 | M | 6,815 | D | — | Oct 4, 2016 | Common Stock | 6,815 | 0 | D |
| Option to Buy-Option PlanF1 | $8.74 | Jan 30, 2015 | M | 8,000 | D | — | Oct 3, 2017 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Grant had a graded vesting schedule. All options vested 3 years after grant.