SEC Form 4/A · accession 0001209191-18-044135

KROGER CO · KR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chairman of the Board & CEO · Director

Period of report

Jul 13, 2018

Accepted (ET)

Jul 27, 2018 · 10:05 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000056873

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 13, 2018	A	84,428	$0.00	A	2,694,512	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option^F3	$28.05	Jul 13, 2018	A	349,293	A	—	Jul 13, 2028	Common Stock	349,293	349,293	D

F1Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a four-year period, at the rate of 25% per year commencing one year from the date of the award.
F2The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
F3These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

The reporting person's original Form 4 filed on 7/17/2018 reflected inaccurate award numbers. This report is filed to correct those numbers.