SEC Form 4 · accession 0001209191-18-020498
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carin L Fike
Officer — Vice President and Treasurer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | A | 291 | $0.00 | A | 25,467 | D | |
| Common StockF1,F2 | Mar 15, 2018 | F | 147 | $23.63 | D | 25,320 | D | |
| Common Stock | holding | — | — | — | 3,986 | I | by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability associated with share award.
- F2Between October 1, 2017 and December 31, 2017, the reporting person acquired 20.2005 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.