SEC Form 4 · accession 0001209191-18-018400
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd A Foley
Officer — Vice President & Controller
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2018 | M | 2,800 | $11.17 | A | 31,273 | D | |
| Common Stock | Mar 8, 2018 | S | 2,605 | $24.42 | D | 28,668 | D | |
| Common Stock | Mar 8, 2018 | S | 195 | $24.49 | D | 28,473 | D | |
| Common Stock | Mar 8, 2018 | S | 580 | $24.45 | D | 27,893 | D | |
| Common Stock | Mar 8, 2018 | S | 420 | $24.46 | D | 27,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $11.17 | Mar 8, 2018 | M | 2,800 | D | — | Jun 25, 2019 | Common Stock | 2,800 | 0 | D |
Explanation of responses
- F1All sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 28, 2017.
- F2These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.