SEC Form 4 · accession 0001209191-18-006134
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd A Foley
Officer — Vice President & Controller
Period of report
Jan 30, 2018
Accepted (ET)
Jan 31, 2018 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2018 | M | 4,200 | $10.08 | A | 36,673 | D | |
| Common Stock | Jan 30, 2018 | M | 7,000 | $12.37 | A | 43,673 | D | |
| Common Stock | Jan 30, 2018 | S | 15,200 | $31.00 | D | 28,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $12.37 | Jan 30, 2018 | M | 7,000 | D | — | Jun 23, 2021 | Common Stock | 7,000 | 0 | D |
| Non-Qualified Stock OptionF2 | $10.08 | Jan 30, 2018 | M | 4,200 | D | — | Jun 24, 2020 | Common Stock | 4,200 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 28, 2017.
- F2These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.