SEC Form 4 · accession 0001209191-17-040985
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M Phillips
Director
Period of report
Jun 16, 2017
Accepted (ET)
Jun 20, 2017 · 8:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2017 | M | 10,000 | $13.105 | A | 124,105 | D | |
| Common Stock | Jun 16, 2017 | S | 6,200 | $21.167 | D | 117,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $13.105 | Jun 16, 2017 | M | 10,000 | D | — | Dec 13, 2017 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, commencing one year from the date of the grant.