SEC Form 4 · accession 0001209191-17-020048
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mary Elizabeth Van Oflen
Officer — Vice President & Controller
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 10:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | A | 1,380 | $0.00 | A | 58,192 | D | |
| Common StockF1,F2 | Mar 9, 2017 | F | 518 | $28.83 | D | 57,674 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability associated with share award.
- F2Between September 30, 2016 and December 31, 2016, the reporting person acquired 90.8832 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.