SEC Form 4 · accession 0001209191-17-020042
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Schlotman
Officer — Executive Vice President
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | A | 6,900 | $0.00 | A | 329,187 | D | |
| Common StockF1,F2 | Mar 9, 2017 | F | 2,368 | $28.83 | D | 326,819 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability associated with share award.
- F2The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.