SEC Form 4 · accession 0001209191-17-020032
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Yael Cosset
Officer — Group Vice President
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 10:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | A | 5,550 | $0.00 | A | 37,275 | D | |
| Common Stock | Mar 9, 2017 | A | 1,068 | $0.00 | A | 38,343 | D | |
| Common StockF2 | Mar 9, 2017 | F | 413 | $28.83 | D | 37,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $28.83 | Mar 9, 2017 | A | 10,611 | A | — | Mar 9, 2027 | Common Stock | 10,611 | 10,611 | D |
Explanation of responses
- F1Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
- F2Payment of tax liability associated with share award.
- F3These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.