SEC Form 4 · accession 0001209191-17-016407
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nora A Aufreiter
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 2:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock - Incentive SharesF2,F1,F3 | $0.00 | Mar 1, 2017 | A | 33 | A | — | — | Common Stock | 33 | 8,880 | D |
Explanation of responses
- F1Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
- F2Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.
- F3Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.