SEC Form 4 · accession 0001209191-17-000046
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Sargent
Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 71,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | $0.00 | Dec 31, 2016 | A | 896 | A | — | — | Common Stock | 896 | 39,635 | D |
Explanation of responses
- F1Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.
- F2Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.