SEC Form 4 · accession 0001209191-16-154852
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Schlotman
Officer — Executive Vice President
Period of report
Oct 18, 2016
Accepted (ET)
Dec 13, 2016 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2016 | G | 5,000 | $0.00 | D | 370,880 | D | |
| Common StockF1,F2 | Dec 12, 2016 | F | 6,357 | $34.22 | D | 364,523 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability associated with restricted stock.
- F2Between June 30, 2016 and September 30, 2016, the reporting person acquired 127.9642 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.