SEC Form 4 · accession 0001209191-16-152131
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Elizabeth Van Oflen
Officer — Vice President & Controller
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | G | 120 | $0.00 | D | 70,828 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Between June 30, 2016 and September 30, 2016, the reporting person acquired 91.6091 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.