SEC Form 4/A · accession 0001209191-16-135815

KROGER CO · KR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Group Vice President

Period of report

Jul 13, 2016

Accepted (ET)

Aug 8, 2016 · 3:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000056873

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jul 13, 2016	A	13,154	$0.00	A	36,824	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option^F3,F4	$37.48	Jul 13, 2016	A	36,500	A	—	Jul 13, 2026	Common Stock	36,500	36,500	D

F1Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
F2Due to an administrative error, the number of restricted shares awarded to the Reporting Person on 07/13/2016 was incorrectly reported as 11,020 shares. The correct number of restricted shares awarded was 13,154 shares.
F3Due to an administrative error, the number of non-qualified stock options granted to the Reporting Person on 07/13/2016 was incorrectly reported as 41,110. The correct number of options granted was 36,500.
F4These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.