SEC Form 4 · accession 0001209191-16-132684
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Massa
Officer — Group Vice President
Period of report
Jul 12, 2016
Accepted (ET)
Jul 14, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 12, 2016 | F | 566 | $37.39 | D | 62,693 | D | |
| Common StockF2 | Jul 13, 2016 | A | 8,885 | $0.00 | A | 71,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $37.48 | Jul 13, 2016 | A | 25,889 | A | — | Jul 13, 2026 | Common Stock | 25,889 | 25,889 | D |
Explanation of responses
- F1Payment of tax liability associated with restricted stock.
- F2Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
- F3These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.