SEC Form 4 · accession 0001209191-16-108119
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Michael Schlotman
Officer — Executive Vice President
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | A | 27,320 | $0.00 | A | 385,602 | D | |
| Common StockF1 | Mar 10, 2016 | F | 10,090 | $37.73 | D | 375,512 | D | |
| Common StockF2,F3,F4 | Mar 14, 2016 | S | 17,230 | $38.4839 | D | 358,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability associated with share award.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.35 to $38.60, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3Between September 30, 2015 and December 31, 2015, the reporting person acquired 93.1430 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees.
- F4The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.