SEC Form 4 · accession 0001209191-16-108103
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Rodney McMullen
Officer — Chairman of the Board & CEO · Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | A | 48,720 | $0.00 | A | 2,270,212 | D | |
| Common StockF1,F2,F3 | Mar 10, 2016 | F | 19,805 | $37.73 | D | 2,250,407 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability associated with share award.
- F2Between September 30, 2015 and December 31, 2015, the reporting person acquired 394.4957 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees.
- F3The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.