SEC Form 4 · accession 0001209191-16-106869
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M Phillips
Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 8, 2016 · 12:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2016 | M | 10,000 | $11.55 | A | 112,840 | D | |
| Common Stock | Mar 7, 2016 | S | 3,117 | $37.014 | D | 109,723 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $11.55 | Mar 7, 2016 | M | 10,000 | D | — | Dec 7, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.