SEC Form 4 · accession 0001209191-15-084610
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bobby S Shackouls
Director
Period of report
Dec 4, 2015
Accepted (ET)
Dec 11, 2015 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2015 | G | 1,624 | $0.00 | D | 40,746 | D | |
| Common Stock | Dec 7, 2015 | G | 15,626 | $0.00 | D | 25,120 | D | |
| Common Stock | Dec 9, 2015 | M | 2,600 | $10.38 | A | 27,720 | D | |
| Common Stock | Dec 9, 2015 | S | 2,600 | $41.07 | D | 25,120 | D | |
| Common Stock | holding | — | — | — | 36,870 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $10.38 | Dec 9, 2015 | M | 2,600 | D | — | Dec 9, 2020 | Common Stock | 2,600 | 0 | D |
Explanation of responses
- F1These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.