SEC Form 4 · accession 0001209191-15-083960
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Elizabeth Van Oflen
Officer — Vice President & Controller
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 4, 2015 | G | 100 | $0.00 | D | 67,878 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Between June 30, 2015 and September 30, 2015, the reporting person acquired 74.5593 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees as of September 30, 2015.
- F2The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.