SEC Form 4 · accession 0001209191-15-077108
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert D Beyer
Director
Period of report
Oct 27, 2015
Accepted (ET)
Oct 28, 2015 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2015 | M | 10,000 | $9.762 | A | 242,304 | D | |
| Common Stock | Oct 27, 2015 | F | 2,599 | $36.77 | D | 239,705 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $9.762 | Oct 27, 2015 | M | 10,000 | D | — | Dec 8, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.