SEC Form 4/A · accession 0001209191-15-062627
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stuart Aitken
Officer — Group Vice President
Period of report
Jul 15, 2015
Accepted (ET)
Jul 28, 2015 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2015 | A | 8,088 | $0.00 | A | 10,141 | D | |
| Common StockF2 | Jul 15, 2015 | A | 20,000 | $0.00 | A | 30,141 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the award.
- F2Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments in whole amounts over a three-year period, at the rate of 33% per year commencing one year from the date of the award.
Remarks
The Form 4 filed by the reporting person on 7/17/2015 contained a footnote error relating to the lapsing of restrictions on restricted stock. This amendment is filed with corrected footnotes that accurately reflect the lapsing of the restrictions.