SEC Form 4 · accession 0001209191-15-061129
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Sargent
Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 16, 2015 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 64,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock - Incentive SharesF2,F3 | $0.00 | Jul 15, 2015 | A | 4,320 | A | — | — | Common Stock | 4,320 | 11,096 | D |
Explanation of responses
- F1On July 13, 2015, the common shares of The Kroger Co. split 2-for-1, resulting in the reporting person's ownership of 32,120 additional common shares.
- F2Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.
- F3Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.