SEC Form 4 · accession 0001209191-15-024395
KROGER CO · KR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Tuffin
Officer — Senior Vice President
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 11:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056873
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 6,000 | $19.94 | A | 73,708 | D | |
| Common Stock | Mar 6, 2015 | M | 6,500 | $28.61 | A | 80,208 | D | |
| Common Stock | Mar 6, 2015 | M | 6,500 | $22.34 | A | 86,708 | D | |
| Common Stock | Mar 6, 2015 | M | 5,200 | $20.16 | A | 91,908 | D | |
| Common Stock | Mar 6, 2015 | S | 24,200 | $74.00 | D | 67,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF1 | $19.94 | Mar 6, 2015 | M | 6,000 | D | — | May 4, 2016 | Common Stock | 6,000 | 0 | D |
| Non-Qualified Stock OptionF1 | $28.61 | Mar 6, 2015 | M | 6,500 | D | — | Jun 26, 2018 | Common Stock | 6,500 | 0 | D |
| Non-Qualified Stock OptionF1 | $22.34 | Mar 6, 2015 | M | 6,500 | D | — | Jun 25, 2019 | Common Stock | 6,500 | 0 | D |
| Non-Qualified Stock OptionF1 | $20.16 | Mar 6, 2015 | M | 5,200 | D | — | Jun 24, 2020 | Common Stock | 5,200 | 1,300 | D |
Explanation of responses
- F1These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.