SEC Form 4 · accession 0001567619-19-001751
KIRBY CORP · KEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy D. Husted
Officer — VP and General Counsel
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 per shareF1 | Jan 24, 2019 | M | 707 | — | A | 15,953 | D | |
| Common Stock, par value $.10 per share | Jan 24, 2019 | F | 278 | $67.40 | D | 15,675 | D | |
| Common Stock, par value $.10 per share | Jan 24, 2019 | F | 1,304 | $67.40 | D | 14,371 | D | |
| Common Stock, par value $.10 per shareF3 | holding | — | — | — | 2,478 | I | 401(k) | |
| Common Stock, par value $.10 per share | holding | — | — | — | 200 | I | Husband |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 24, 2019 | M | 707 | D | — | — | Common Stock | 707 | 2,828 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive cash or one share of common stock of the issuer.
- F2The restricted stock units vest in five equal annual installments beginning on January 24, 2019. Cash or shares of common stock of the issuer, at the election of the issuer, will be delivered to the reporting person on or as soon as practicable on each vesting date.
- F3Acquired 35 shares during 2018 pursuant to the Kirby Corporation 401(k) plan. The information reported herein is based on a plan statement dated December 31, 2018.