SEC Form 4 · accession 0001140361-18-022277
KIRBY CORP · KEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J H Pyne
Director
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 per share | May 4, 2018 | M | 30,193 | $65.28 | A | 253,078 | D | |
| Common Stock, par value $.10 per share | May 4, 2018 | M | 31,742 | $70.65 | A | 284,820 | D | |
| Common Stock, par value $.10 per share | May 4, 2018 | M | 19,857 | $74.99 | A | 304,677 | D | |
| Common Stock, par value $.10 per share | May 4, 2018 | M | 18,208 | $51.23 | A | 322,885 | D | |
| Common Stock, par value $.10 per shareF1 | May 4, 2018 | S | 100,000 | $88.3649 | D | 222,885 | D | |
| Common Stock, par value $.10 per share | May 7, 2018 | M | 13,823 | $51.23 | A | 236,708 | D | |
| Common Stock, par value $.10 per share | May 7, 2018 | M | 24,213 | $68.50 | A | 260,921 | D | |
| Common Stock, par value $.10 per shareF2 | May 7, 2018 | S | 38,036 | $88.0536 | D | 222,885 | D | |
| Common Stock, par value $.10 per share | holding | — | — | — | 5,182 | I | 401(k) | |
| Common Stock, par value $.10 per share | holding | — | — | — | 6,250 | I | by Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $65.28 | May 4, 2018 | M | 30,193 | D | Feb 15, 2015 | May 30, 2018 | Common Stock | 30,193 | 0 | D |
| Employee Stock Option (Right to Buy) | $70.65 | May 4, 2018 | M | 31,742 | D | Feb 4, 2016 | May 30, 2018 | Common Stock | 31,742 | 0 | D |
| Employee Stock Option (Right to Buy) | $74.99 | May 4, 2018 | M | 19,857 | D | Feb 2, 2018 | May 30, 2018 | Common Stock | 19,857 | 0 | D |
| Employee Stock Option (Right to Buy) | $51.23 | May 4, 2018 | M | 18,208 | D | Apr 30, 2018 | May 30, 2018 | Common Stock | 18,208 | 13,823 | D |
| Employee Stock Option (Right to Buy) | $51.23 | May 7, 2018 | M | 13,823 | D | Apr 30, 2018 | May 30, 2018 | Common Stock | 13,823 | 0 | D |
| Employee Stock Option (Right to Buy) | $68.50 | May 7, 2018 | M | 24,213 | D | Apr 30, 2018 | May 30, 2018 | Common Stock | 24,213 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average sales price. The sales were at prices ranging from $87.45 to $88.75 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.
- F2The reported price is the weighted average sales price. The sales were at prices ranging from $87.50 to $89.025 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.