SEC Form 4 · accession 0001140361-18-021214
KIRBY CORP · KEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Alario
Director
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 per share | Apr 30, 2018 | M | 10,000 | $56.26 | A | 22,627 | D | |
| Common Stock, par value $.10 per share | Apr 30, 2018 | M | 6,000 | $62.48 | A | 28,627 | D | |
| Common Stock, par value $.10 per share | Apr 30, 2018 | M | 1,153 | $62.48 | A | 29,780 | D | |
| Common Stock, par value $.10 per shareF1 | Apr 30, 2018 | S | 17,153 | $85.9881 | D | 12,627 | D | |
| Common Stock, par value $.10 per share | Apr 30, 2018 | A | 2,357 | $0.00 | A | 14,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $56.26 | Apr 30, 2018 | M | 10,000 | D | May 27, 2011 | May 27, 2021 | Common Stock | 10,000 | 0 | D |
| Director Stock Option (Right to Buy) | $62.48 | Apr 30, 2018 | M | 6,000 | D | Oct 24, 2012 | Apr 24, 2022 | Common Stock | 6,000 | 0 | D |
| Director Stock Option (Right to Buy)F2 | $62.48 | Apr 30, 2018 | M | 1,153 | D | Mar 31, 2013 | Apr 24, 2022 | Common Stock | 1,153 | 0 | D |
Explanation of responses
- F1The reported price is the weighted average sales price. The sales were at prices ranging from $83.375 to $87.00 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.
- F2Option was exercisable 25% after the quarter ending 6/30/2012, 50% after 9/30/2012, 75% after 12/31/2012 and 100% at 3/31/2013.