SEC Form 4 · accession 0001140361-17-005133
KIRBY CORP · KEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian G. O'Neil
Officer — EVP & COO - Marine Transporta
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 per share | Feb 6, 2017 | A | 4,140 | $0.00 | A | 30,464 | D | |
| Common Stock, par value $.10 per shareF2 | Feb 8, 2017 | S | 2,254 | $68.7022 | D | 28,210 | D | |
| Common Stock, par value $.10 per share | holding | — | — | — | 1,645 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $68.50 | Feb 6, 2017 | A | 6,861 | A | Feb 6, 2020 | Feb 6, 2024 | Common Stock | 6,861 | 6,861 | D |
Explanation of responses
- F1Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant.
- F2The reported price is the weighted average sales price. The sales were at prices ranging from $68.70 to $68.73 per share. The reporting person will provide, upon request by the commission staff, full information regarding the number of shares sold at each separate price.