SEC Form 4 · accession 0001140361-17-005099
KIRBY CORP · KEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Andrew Smith
Officer — Exec VP - CFO
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 per share | Feb 6, 2017 | A | 4,090 | $0.00 | A | 18,278 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $68.50 | Feb 6, 2017 | A | 6,780 | A | Feb 6, 2020 | Feb 6, 2024 | Common Stock | 6,780 | 6,780 | D |
Explanation of responses
- F1Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant.