SEC Form 4 · accession 0001140361-15-004137
KIRBY CORP · KEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J H Pyne
Officer — Chairman · Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056047
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10 per share | Feb 2, 2015 | A | 13,335 | $0.00 | A | 221,805 | D | |
| Common Stock, par value $.10 per shareF1 | holding | — | — | — | 5,182 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $74.99 | Feb 2, 2015 | A | 19,857 | A | Feb 2, 2018 | Feb 2, 2022 | Common Stock | 19,857 | 19,857 | D |
Explanation of responses
- F1Share balance adjusted by (1) share during 2014 pursuant to the Kirby Corporation 401(k) Plan. The information reported herein is based on a plan statement dated December 31, 2014.
- F2Option is exercisable 33% after one year, 67% after two years and 100% after three years from date of grant.