SEC Form 4 · accession 0001225208-17-008503
KIMBERLY CLARK CORP · KMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry P. Allgaier
Officer — Group Pres., KCNA
Period of report
Apr 25, 2017
Accepted (ET)
Apr 27, 2017 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055785
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units 04/25/2017 (w/ dividends reinvested)F1,F2 | $0.00 | Apr 25, 2017 | A | 9,411 | A | — | — | Common Stock | 9,411 | 9,411 | D |
| Stock Option (Right to Buy)F3,F4 | $132.82 | Apr 25, 2017 | A | 45,174 | A | — | Apr 25, 2027 | Common Stock | 45,174 | 45,174 | D |
Explanation of responses
- F1Represents restricted share units payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock and will be paid in shares at the end of the vesting period.
- F2The restricted share units vest in one-fifth increments on each of the first through fifth anniversaries of the grant date.
- F3Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
- F4In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised.