SEC Form 4 · accession 0001225208-17-004985
KIMBERLY CLARK CORP · KMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Falk
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 25, 2017
Accepted (ET)
Feb 28, 2017 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2017 | A | 70,041 | $0.00 | A | 70,041 | D | |
| Common Stock | Feb 25, 2017 | F | 29,383 | $133.66 | D | 40,658 | D | |
| Common StockF3 | holding | — | — | — | 14,358 | I | 401(k) and Profit Sharing Plan | |
| Common StockF4 | holding | — | — | — | 559,298 | I | Held by TKM II, Ltd. | |
| Common StockF5 | holding | — | — | — | 99,411 | I | Held by TKM, Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance-based restricted share units that have vested and are paid out in shares of common stock.
- F2This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations.
- F3Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of a recent practicable date.
- F4TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners.
- F5TKM, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners.