SEC Form 4 · accession 0001225208-16-040903
KIMBERLY CLARK CORP · KMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lizanne C Gottung
Officer — SVP & Chief HR Officer
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055785
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units 10/31/2016 (w/dividends reinvested)F1,F2 | $0.00 | Oct 31, 2016 | A | 4,370 | A | — | — | Common Stock | 4,370 | 4,370 | D |
Explanation of responses
- F1Represents restricted share units payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's common stock.
- F2The restricted share units will vest on March 31, 2017.