SEC Form 4 · accession 0001225208-15-019958
KIMBERLY CLARK CORP · KMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J. Palmer
Officer — Pres Global Brands & Inno
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | I | 1,108 | $121.34 | A | 5,067 | I | 401(k) and Profit Sharing Plan |
| Common Stock | holding | — | — | — | 9,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F3,F4 | — | Oct 26, 2015 | I | 2,390 | A | — | — | Common Stock | 2,390 | 5,401 | D |
Explanation of responses
- F1Includes 44.50 shares acquired under the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan since the date of the Reporting Person's last ownership report.
- F2Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date.
- F3Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.
- F4The reported phantom stock units were acquired under the Kimberly-Clark Corporation Supplemental Retirement 401(k) and Profit Sharing Plan (successor to the Kimberly-Clark Corporation Retirement Contribution Excess Benefit Program) and are to be settled in cash following the reporting person's termination of employment with the Issuer. The reporting person may transfer the value of his phantom stock units into an alternative investment account at any time.
- F5Includes 518.3087 shares acquired under the Kimberly-Clark Corporation Supplemental Retirement 401(k) and Profit Sharing Plan (successor to the Kimberly-Clark Corporation Retirement Contribution Excess Benefit Program) since the date of the reporting person's last ownership report.