SEC Form 4 · accession 0001729270-18-000008
KIMBALL INTERNATIONAL INC · KBAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine S Sigler
Officer — VICE PRESIDENT
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK | Jul 2, 2018 | A | 399 | $0.00 | A | 18,325 | D | |
| CLASS B COMMON STOCK | Jul 2, 2018 | F | 110 | $16.24 | D | 18,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF4,F5,F1,F2,F3 | — | Jul 2, 2018 | A | 7,662 | A | — | — | CLASS B COMMON STOCK | 7,662 | 20,190 | D |
Explanation of responses
- F1The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.
- F2Represents Restricted Stock Units granted on 7/2/18 and vest on 6/30/19 (399 shares), 6/30/20 (399 shares) and 6/30/21 (6,864 shares).
- F3The Restricted Stock Units expire if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.
- F4Not Applicable.
- F5Represents Restricted Stock Units which vest on 6/30/19 (7,014 shares), 6/30/20 (6,312 shares) and 6/30/21 (6,864 shares).