SEC Form 4 · accession 0001673396-18-000010
KIMBALL INTERNATIONAL INC · KBAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristine L Juster
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCKF1 | holding | — | — | — | 14,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF4,F3,F2 | — | Nov 1, 2018 | A | 131,601 | A | — | — | CLASS B COMMON STOCK | 131,601 | 131,601 | D |
Explanation of responses
- F1Includes 70.593901 shares acquired in October 2018 under the Kimball International Dividend Reinvestment Plan.
- F2The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.
- F3Represents Restricted Stock Units (RSU's) granted on 11/1/18 with vesting of 10,095 shares to occur on 6/30/19, vesting of 15,188 shares to occur on 6/30/20, and vesting of 106,318 shares to occur on 6/30/21.
- F4Not Applicable.