SEC Form 4 · accession 0001651053-18-000006
KIMBALL INTERNATIONAL INC · KBAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kourtney L Smith
Officer — VICE PRESIDENT
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 1:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK | holding | — | — | — | 51,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF4,F5,F1,F2,F3 | — | Jul 2, 2018 | A | 13,766 | A | — | — | CLASS B COMMON STOCK | 13,766 | 26,970 | D |
Explanation of responses
- F1The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.
- F2Represents Restricted Stock Units granted on 7/2/18 and vest on 6/30/19 (1,464 shares), 6/30/20 (3,497 shares) and 6/30/21 (8,805 shares).
- F3The Restricted Stock Units expire if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.
- F4Not Applicable.
- F5Represents Restricted Stock Units which vest on 6/30/19 (9,789 shares), 6/30/20 (8,376 shares) and 6/30/21 (8,805 shares).