SEC Form 4 · accession 0001651053-18-000002
KIMBALL INTERNATIONAL INC · KBAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kourtney L Smith
Officer — VICE PRESIDENT
Period of report
Jan 24, 2018
Accepted (ET)
Jan 26, 2018 · 9:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK | holding | — | — | — | 47,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF4,F5,F1,F2,F3 | — | Jan 24, 2018 | A | 1,485 | A | — | — | CLASS B COMMON STOCK | 1,485 | 18,072 | D |
Explanation of responses
- F1The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.
- F2Represents Restricted Stock Units granted on 1/24/18 and vests on 6/30/18 (271 shares), 6/30/19 (607 shares) and 6/30/20 (607 shares).
- F3The Restricted Stock Units expire if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.
- F4Not Applicable.
- F5Represents Restricted Stock Units which vest on 6/30/18 (4,868 shares), 6/30/19 (8,325 shares) and 6/30/20 (4,879 shares).