SEC Form 4 · accession 0001622361-15-000006
KIMBALL INTERNATIONAL INC · KBAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cassidy Julia E Heitz
Officer — VICE PRESIDENT
Period of report
Jul 2, 2015
Accepted (ET)
Jul 7, 2015 · 9:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK | holding | — | — | — | 8,692 | D | ||
| CLASS B COMMON STOCK | holding | — | — | — | 785 | I | RETIREMENT FUND |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF4,F1,F2,F3 | — | Jul 2, 2015 | A | 3,682 | A | — | — | CLASS B COMMON STOCK | 3,682 | 7,824 | D |
Explanation of responses
- F1The Restricted Stock Units convert on a one-for-one basis into shares of Class B Common Stock.
- F2The Restricted Stock Units vest on 6/30/16 (2,071 shares), 6/30/17 (2,071 shares) and 6/30/18 (3,682 shares).
- F3The Restricted Stock Units expire if the reporting person ceases employment for any reason other than death, retirement or total permanent disability.
- F4Not Applicable.